I just received a marketing email that came from a think tank in DC. It made reference to something called the Data Transparency Coalition, and was presenting training on financial transparency to be presented by a representative of the US Treasury.
So, at the bottom it also said this:
“Workshop Available to Federal, State and Local Government Employees Only. Press is NOT Invited to Attend to Permit Candid Discussion at this Educational Workshop”
Would you find this as amusing as I do? What are they discussing that they need to exclude some outside attendance? I swear its true.
Also a quick comment on those of you who feel like Dodd Frank will be abolished. Just my opinion, no it won’t. It will be modified and refined and probably made smaller. But it is here to stay. The great recession will guarantee that we will never be allowed to operate without stricter compliance parameters. Don’t delude yourself.
It is the end of the year and many of you must re-certify for NMLS and State purposes – making important statements about your compliance in your financial reports.
If you are stretching the truth or maybe not ready for an audit at all, please call us at (800) 656-4584 x103. We can help and if we hear from you this week we can certify you for year end. We work pretty quickly this time of year to insure you can be truthful when you re-certify.
With respect,
Nelson A. Locke, Esq.
Compliance Services and Locke Law US, LLC
(800) 656-4584
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